The VP, Regulatory Reporting will lead the preparation of certain Fed & OCC reporting in accordance with US GAAP and instructions including but not limited
to schedules within FR2900, FRY-9C, FFIEC031, FRY-9LP, FRY-11, FFIEC009, FR Y-14Q & FR Y-15, reporting directly to VP, Regulatory Reporting Leader. This role is responsible for researching, interpreting and assessing new reporting requirements for the business,
changes in existing requirements, and cross-functional collaboration with Legal, Risk, Compliance, Supervisory Affairs, and other key stakeholders. This position requires the ability to manage the day-to-day operational activities with competing priorities
and execute on decisions as required to move projects forward.
We’re proud to offer you choice and flexibility. You have the option to be remote, and work from home, or come into one of our offices. You may be occasionally requested to commute to our nearest
office for in person engagement activities such as team meetings, training and culture events.
Essential Responsibilities:
- Manage comprehensive schedule of reporting requirements applicable to the firm and its subsidiaries including but not limited to schedules within
- FR2900, FRY-9C, FFIEC031, FRY-9LP, FRY-11, FFIEC009, FR Y-14Q & FR Y-15
- Coordinate production and review of
- daily/weekly/quarterly/annual
- regulatory reporting schedules, as required
- Ensure consistency across Regulatory and SEC reporting
- Lead in-depth analysis of variances, incorporating understanding of accounting issues, business and economic impacts
- Maintain/enhance control environment including job aids, policies and procedures
- Assist with ensuring strong enterprise-wide governance framework
- Lead cross-functional efforts for regulatory reporting steering committee
- Facilitate information sharing among reporting stakeholders to ensure alignment among reports and reporting activities
- Assist functional stakeholders in preparing for regulatory exams and responding to regulatory requests for information
- Keep abreast of industry, regulatory, and accounting developments and apply solid knowledge of accounting concepts and principles to ensure accurate regulatory
- reporting filings
- Provide interpretive guidance on regulatory matters to business units within the firm
- Proactively identify opportunities for process improvements
- Perform other duties and/or special projects as assigned
Qualifications/Requirements:
- Bachelor’s degree and minimum five years accounting experience in Banking or Financial Services industry or in lieu of degree, minimum 10 years accounting experience
- in the Banking or Financial Services industry
- Proficient use of financial systems (HFM, Hyperion databases & Oracle Financials Data Warehouse (OFDW)) and Microsoft Office (Excel)
Desired Characteristics:
- Bachelor’s degree in Accounting or Finance
- 5+ years Regulatory Reporting experience
- Strong US GAAP and Technical Accounting knowledge
- Strong research, communication, analytical and problem-solving skills
- Ability to lead multiple projects/manage priorities and drive to completion
- Ability to multi-task in a dynamic environment; attention to detail and follow-up
- Experience with Axiom ControllerView
- Proficient use of Microsoft Office products, and systems and other analytical tools including Hyperion database, Oracle discoverer and Business Objects
