We are a leading recruiting firm specializing in the investment, finance, and wealth management sectors. With a network of over 500 client companies, we connect top talent with premier opportunities across the industry.

We are consistently seeking experienced financial advisors for a variety of roles within our extensive client network. These positions range from boutique wealth management firms to large financial institutions, all focused on providing exceptional value to their clients through comprehensive financial planning and personalized engagement.

Ideal Candidate:

We are seeking experienced Investment Advisors managing substantial client portfolios. Our ideal candidates have:

• Transferrable Assets Under Management (AUM) ranging from $35 million to $5 billion
• A proven track record of growing and retaining high-net-worth client relationships
• Experience in sophisticated wealth management strategies for ultra-high-net-worth individuals

Responsibilities:

• Manage and grow client portfolios
• Develop and implement tailored financial plans
• Recommend appropriate services and solutions
• Provide ongoing guidance to foster long-lasting client relationships
• Collaborate across business lines to ensure comprehensive client service
• Represent the firm in community activities and business development initiatives
• Apply in-depth knowledge of economic principles, financial planning, estate planning, and financial markets
• Design and implement complex wealth management strategies for high-net-worth and ultra-high-net-worth clients
• Manage multi-generational wealth transfer and estate planning for substantial family fortunes

Qualifications:

• Transferrable AUM ranging from $35 million to $5 billion

(Having a book is not requred, but not having one is a slower process)

• 5+ years of experience in wealth management and investment services, with a focus on high-net-worth and ultra-high-net-worth clients
• FINRA Series 7 and Series 66 licenses required (OR FINRA Series 65)
• Life & Health licenses typically required
• Clean CRD/U4 record (Some blemishes are acceptable. Depends on client)

Preferred (Not required but helpful)

• Advanced certifications such as CFP, CPWA, CIMA, CFA, CLU, CHFC, MBA Finance, BS/BA Finance, CPA, or other popular licenses.
• Bachelor's degree usually required; Master's degree or relevant professional certifications often preferred

Compensation:

Compensation structures vary widely among our clients. Many offers include:

• Base salaries ranging from $150,000+, depending on experience and role, some of which equals $500,000+
• Commission structures based on AUM transferred or revenue generated
• Some positions offer a percentage of revenue
• Potential for additional bonuses based on performance metrics
• Potential Partner Track - Fast Track to Partnership with some clients.

Confidentiality:

We understand the sensitive nature of your current client relationships. All inquiries and applications will be treated with the utmost confidentiality.